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Published in the Bulletin of Experimental Treatments for AIDS January 1998 issue, by the San Francisco AIDS Foundation.

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Highlights from the Conference on Global Strategies on the Prevention of Mother-to-Child HIV Transmission

Leslie Hanna

More than 700 people, including a large contingent from Africa, attended the Global Strategies on the Prevention of Mother-to-Child HIV Transmission conference in Washington, DC, in September. Despite the optimism suggested by the conference's title, a more appropriate name might have been "The Lack of Global Strategies on the Prevention of Mother-to-Child HIV Transmission." Although the conference drew attendees from around the world and there was much discussion of the critical HIV-related needs of women and children worldwide, there are no strategies yet that can be applied worldwide.

The availability of resources was a predominant and recurrent theme of the conference. The challenge to provide HIV-related information and health care to women and children is global. Even in the U.S. and western Europe, there are many HIV positive women who do not receive adequate health care, including prenatal care, despite the comparative wealth of these regions and the generally better access to perinatal HIV transmission (PHT) prevention strategies that exists there.

Social, economic and political factors have many implications for the design and conduct of research protocols relating to PHT prevention. This regrettable situation has led to recent public battles among scientists and researchers from around the world about the ethics of conducting research on HIV-infected women in developing nations of Africa and Southeast Asia, where the challenge of providing of HIV-related care is very large.

In November, the Joint United Nations Programme on HIV/AIDS (UNAIDS) announced the first phase of a promising collaboration between pharmaceutical companies and health officials in developing nations that will attempt to increase delivery of HIV-related drugs to HIV-infected residents. Pharmaceutical companies that have thus far pledged their commitment are Glaxo Wellcome, Hoffmann-LaRoche and Virco; the countries targeted for the pilot program are Chile, Cote d'Ivoire, Uganda and Viet Nam. A new infrastructure will be created in each country to execute the program's goals, and will include a national HIV/AIDS Health Advisory Board and nonprofit companies charged with the purchase and importation of drugs at subsidized prices. Ideally, the pilot programs will prove successful and be expanded.

In order to devise the most effective strategies to prevent mother-to-child HIV transmission, certain social, economic and political realities must be faced. No matter how pristine the concept or beautiful the science, medical innovations can only be implemented in "the real world." To disregard this may delay finding truly effective global strategies.

Interventions that can be useful in the developing world must be cheap and easy to use (i.e., no intravenous AZT infusions as the 076 regimen demands), and must require the shortest possible time. Since many women continue to breast-feed in the developing world, the ideal intervention would benefit both breast-feeding and non-breast-feeding mothers.

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Primary Prevention of HIV in Women and Children

The best way to prevent mother-to-child HIV transmission is to prevent HIV infection in women. During the conference, presenters reviewed factors that increase the risk of HIV infection in women. Cultural and societal factors known to increase the risk of HIV infection in women include high-risk behavior of sex partner(s), substance abuse, cultural practices such as wife inheritance, domestic violence and sexual abuse (including the inability of many women to refuse unsafe sex), lack of employment opportunities and low education levels. The presence of untreated sexually transmitted diseases (STD) in women as well as in their partners is known to increase the risk of HIV infection. Anatomical factors such as cervical ectopy, which is more common in younger women, also increase risk.

Knowledge of these factors propels research on how to prevent infection. Vaginal microbicides continue to be a prevention priority, yet at this conference there was no clinical news. Some agents have recently moved into small clinical trials. Presenters reiterated that nonoxynol-9 failed to prove effective in large clinical trials, and recommended testing specific antiviral compounds for topical microbicidal use.

Ultimately, vaccines are likely to be the most effective approach for preventing primary HIV infection as well as for preventing HIV infection of infants born to HIV positive mothers. Several presentations were updates on the status of candidate vaccines and the vaccine development process. Currently, 3 vaccine clinical trials involving more than 2,000 HIV negative participants are underway through the NIH. Although vaccine development is controversial and is proceeding slowly, it is a research item of great significance.

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PHT Facts and Figures

The following updated facts and figures were presented at the conference:

  • 1,000 infants are infected with HIV each day around the world
  • 500 infants are infected with HIV each year in the U.S. (compared to 2,000 per year before 1994/1995)
  • The results of AIDS Clinical Trials Group (ACTG) 076 were released in 1994, showing that a perinatal regimen of AZT used by mothers and also by infants could reduce the risk of PHT by two-thirds. The cost of the 076 regimen today is $1,000.00 U.S.
  • In 1995 the Centers for Disease Control and Prevention (CDC) issued guidelines recommending that all pregnant women be counseled about HIV and offered HIV testing
  • Between 1992 and 1996, new cases of pediatric AIDS decreased 47%
  • The prevalence of HIV infection in pregnant women varies from approximately 0.01% in northern European countries to 10% in Caribbean countries to 40% in some sub-Saharan countries
  • The United Nations reports that nearly half the new HIV infections in 1996 occurred in women
  • The World Health Organization (WHO) reports that 3.1 million new HIV infections occurred in 1996. Approximately 3,750 women were infected daily during 1996
  • The WHO estimates that nearly 22 million adults are living with HIV infection; 90% of people living with HIV infection live in the developing world.

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Drug Strategies and Chemo-prophylaxis against PHT

The regimen that was shown in ACTG 076 to reduce the risk of PHT by two-thirds is the "gold standard," as well as the only approved strategy. The standard of care in the U.S. and in Europe for all pregnant HIV positive women is the ACTG 076 protocol (hereafter called the 076 regimen), which involves AZT use during and after pregnancy as well as during labor and delivery. The study, results and subsequent recommendations have been discussed extensively in previous articles (see the September 1994 issue of BETA for complete coverage).

Researchers assert that the regimen essentially works by protecting the fetus against HIV infection. While the regimen has some ability to lower maternal plasma viral load, this is not considered the sole or even primary reason for the regimen's efficacy. Other factors not yet well understood and undergoing investigation are felt to be involved. A better understanding of what effectively reduces risk or prevents PHT would permit the development of more effective strategies, including short-course chemotherapeutic approaches for use in the developing world.

Secondary risk factors also appear to increase the risk of PHT. These include advanced maternal HIV disease, the presence of other STD, maternal intravenous drug use and lack of prenatal care (which may arise from lack of access or from a pregnant woman's lack of awareness of her HIV status). Other known risk factors are obstetrical instruments and procedures used during pregnancy or birth, such as fetal scalp sampling and the use of internal fetal and labor monitoring.

Vaginal births appear to involve a higher risk of PHT than cesarean sections. However, study results are inconclusive and have not shown that the tentative benefits outweigh the risks associated with cesarean sections, especially postoperative complications to the mother's health. The length of time between rupture of membranes and birth also increases the risk of PHT. Several studies indicate that rupture of membranes longer than 4 hours is associated with a significantly elevated risk of PHT. However, cesarean sections are not universally recommended when rupture of membranes is 4 hours or longer; facilitating labor may be preferable. Researchers recommend against artificially inducing labor.

Limitations to the AZT 076 regimen exist. First, the regimen does not reduce the risk of PHT to 0%, that is, it does not always prevent PHT. Critics of the AZT monotherapy regimen are legion. One of the biggest concerns stems from the risk of AZT resistance that is incurred through monotherapy. Since AZT monotherapy is now considered substandard care for people with HIV, many advocates question the appropriateness of recommending substandard therapy for an entire group of HIV-infected persons: pregnant women.

For women who are already taking combination antiretroviral therapy before their pregnancy, decisions about what to take during pregnancy can be very complicated. It is not clear whether stopping highly active antiretroviral therapy (HAART) in order to follow the 076 regimen will be more beneficial or more detrimental. Benefits would include reduced fetal exposure to drugs with unknown effects on fetal development; detriments might include worsening of maternal health and return of a high viral load, which consequently might increase the risk of PHT. Pregnancy-related treatment decisions must encompass the woman's health status and history of antiretroviral drug use, as well as personal choices about the inherent risks of treatment.

Several of the powerful combination antiretroviral regimens that are now the standard of care for the treatment of HIV infection are being evaluated for their ability to prevent PHT. Some triple combination PHT-related trials underway in the U.S. are:

  • ACTG 353: nelfinavir (Viracept), AZT and 3TC
  • ACTG 354: ritonavir (Norvir), AZT and 3TC
  • ACTG 357: abacavir (1592), AZT and 3TC
  • ACTG 358: indinavir (Crixivan), AZT and 3TC

The expectation is that these preventive regimens will prove more effective than AZT monotherapy for preventing PHT.

Since regimens involving multiple drugs may have disadvantages, including an increased risk of side effects, high cost and complicated dosing schedules, other studies will look at simpler regimens. ACTG 332 will evaluate the safety and pharmacokinetics of the combination of d4T and 3TC in women during pregnancy and in infants. ACTG 316 is a new, placebo-controlled trial of nevirapine (Viramune) for preventing perinatal transmission from women beginning in their third trimester of pregnancy. ACTG 324 will study a simpler, shorter AZT regimen than the one used in ACTG 076. This study will evaluate the pharmacokinetics and tolerance of an oral AZT regimen given to HIV positive women only during labor and delivery.

Many presenters urged greater utilization of the Antiretroviral Pregnancy Registry, which collects observational data on the use of antivirals by pregnant women. Providers may call 800-722-9292, extension 38465, to report data. Information is available by calling the same number.

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Nutritional Interventions

Most HIV-related studies of nutritional interventions fall into 2 categories, pertaining either to dietary intake or to biochemical markers (serum levels). In most studies of dietary intake, deficiencies of certain nutrients have been associated with disease progression. For example, in the Multicenter AIDS Cohort Study (MACS), those with the lowest intake of vitamins B, C and E were most likely to progress to AIDS. On the other hand, dietary zinc was associated with progression to AIDS in MACS, a finding that complicated the issue of supplementation. In the second type of study, low serum levels of vitamins E and B and certain minerals were associated with disease progression. Mariana Baum, MD, and colleagues conducted much of this seminal research at the University of Miami. In the August 15, 1997 issue of AIDS, Baum published her most recent finding: selenium deficiency is an independent predictor of decreased survival in people with HIV.

Both types of studies have limitations. In the first type of study, confounding variables were introduced when it was discovered that adjustments were not made for "big eaters," or for those with high or at least adequate dietary nutrient intake. Nor was time since seroconversion factored into the analysis. In the second type, biochemical markers for vitamin A, selenium and zinc may not be predictive; they may reflect disease status. That is, HIV infection may be driving the depletion of nutrients, not vice versa. These issues about nutrient status and HIV infection have yet to be fully clarified.

In dietary studies enrolling pregnant HIV positive women, vitamin A supplementation has been associated with decreased PHT. A study by Richard Semba, MD, and others from Johns Hopkins University, published in 1994, paved the way for the current round of studies. The striking results of the 1994 study showed that vitamin A deficiency was strongly linked with PHT; the greater the deficiency, the greater the rate of PHT. That study was conducted in Malawi. Since then, pregnant women in the U.S. have been cautioned to be careful about nutrient supplementation; vitamin A in high doses taken during the first trimester can cause birth defects. Since most women in the U.S. are not vitamin A-deficient, the maximum amount recommended is 8,000 International Units (IU) daily during pregnancy.

Today, several trials of nutritional interventions attempting to reduce the risk of PHT by giving pregnant women vitamin/mineral supplements are underway, with results expected in 1998. Many are evaluating vitamin A supplementation. Other micronutrients being evaluated are folic acid, zinc and iron. Studies of nutritional interventions are primarily being conducted in developing countries, where nutritional deficiencies are more common and where supplementation, which is less costly than antiviral treatment, may be more helpful. Research questions include: will vitamin A supplementation for women during pregnancy and lactation reduce the transmission of HIV? slow the progression of HIV disease? reduce viral load? improve humoral and cellular immunity?

Breast-Feeding

Breast-feeding is a significant route of PHT. Although estimates vary, a significant proportion of HIV positive children worldwide are believed to have been HIV-infected after birth in this way. Risk is estimated to range from 14% to 22% in some developing countries.

Over the past few years, researchers have begun to look more intently at breast-feeding risks and options including different feeding methods such as nutritionally adequate breast milk substitutes. Currently, there is great interest in the timing of transmission through breast-feeding, i.e., if PHT through breast-feeding is more or less likely in intervals such as just after birth or by 12 months of age.

Breast-feeding recommendations for HIV positive women continue to differ, depending on whether the woman lives in the developed world, where breast-feeding is eschewed, or the developing world, where breast-feeding is still recommended despite the known HIV-related risk. This is primarily because of high risk to the child of other illness or death from malnutrition if breast-feeding is withheld. Many in the HIV community are growing more and more uneasy about breast-feeding in the developing world, and studies are examining alternatives, including reduced duration of breast-feeding (e.g., 6 months instead of the average 2 years) and formula-feeding.

Attitudes in the developing world will play an important role in devising new strategies. Thus far, many women are resistant to deviating from the average 2 years of breast-feeding because doing so simply is not the norm. At the conference, African women and their advocates expressed fear of drawing attention to themselves if they were to refrain from breast-feeding their infants. A primary concern is that refraining from breast-feeding could alert others in their community to their positive HIV serostatus. Thus, empowering women to make fully informed decisions and support to implement their decisions will be an important part of strategies that seek to reduce risk of PHT via breast-feeding.

Another large task facing those in the developing world will likely be the ensurance of high-quality breast milk substitutes for mothers who choose not to breast-feed. Not only must an uninterrupted supply of infant formula be assured, but techniques must be taught (e.g., providing assistance to mothers whose infants have trouble "latching," a common problem that may lead to colic and malnutrition). The ability to prepare the formula also must be ensured. This requires a hygienic environment, clean water to mix formula and to wash bottles, and the ability to boil water (i.e., availability of electricity or fuel) to sterilize bottles.

Most studies are being conducted in developing countries. Some data already available shows variable rates of PHT through breast-feeding depending on the age of the child. One of the biggest studies so far was conducted in South Africa, where Glenda Gray, MD, and others divided 163 HIV positive mothers into 2 groups: those who exclusively breast-fed and those who (reported that they) exclusively bottle-fed. Final results were based on the infants' serostatus at 18 months of age. Infants who were breast fed were twice as likely to become infected with HIV, i.e., the relative risk for breast-feeding was two-fold.

In Abidjan, Cote d'Ivoire, 138 infants who were born to HIV positive mothers were evaluated. All were breast-fed. At 6 months of age, 24% of the children were HIV positive. Of the 76% who were HIV negative at 6 months of age, 84 were followed until age 4 years. At some time after age 6 months, another 12% seroconverted and tested HIV positive by age 4 years. In Brazil, of 103 infants born to HIV positive mothers, 19% of those infants who were exclusively bottle-fed were HIV positive by age 2 years, compared to 49% who were breast-fed.

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Other Interventions

Other interventions being evaluated were reviewed at the conference, although little new data were reported. Other interventions include cesarean section births, vaginal and newborn cleansing, short-course AZT and immunotherapeutic strategies, namely the administration of protective antibodies (HIVIG or IVIG). As discussed above, studies involving cesarean section to date are inconclusive; some have suggested that having a cesarean section reduces the risk of PHT, while others have suggested that cesarean sections make no difference. Concern remains moderately high over the risk of post-cesarean section infections and complications to the mother. Many of these studies were presented in Vancouver last summer at the XI International Conference on AIDS.

Presenters also discussed the results of studies that show that cleansing the vagina and then the newborn, after birth, with an antiseptic solution made with chlorhexidine effectively reduces the incidence of post-delivery infections (primarily due to Group B streptococcus), hospitalizations and deaths among both infants and mothers. The results of a 7,000-person trial that took place in Malawi were published in the July 26, 1997 issue of The British Medical Journal, and are similar to the preliminary results involving a smaller number of participants that were reported in Vancouver. PHT was reduced in association with use of 0.25% chlorhexidine when the woman's membranes were ruptured for greater than 4 hours.

An ACTG study of HIVIG vs IVIG for reducing PHT was halted earlier this year because transmission rates were 4.8% for both arms, which is extremely low, considering that the women on average had more advanced disease than the 076 participants. Most took antiviral drugs and began taking the 076 regimen early in pregnancy, at about 2 months. Thus, results could not be compared or analyzed.

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Mechanisms of PHT

Not many new data were presented on the mechanisms of PHT. Researchers have begun to become more interested in and to scrutinize the placenta for a better understanding of its role in preventing or facilitating HIV transmission. Currently, it appears desirable for drugs taken during pregnancy to cross the placenta to protect the fetus against HIV.

Viral load is believed to be a factor in transmission, but may not have as much significance as previously suspected. Several studies have shown that women with very high viral loads are more likely to transmit HIV to their infants. However, conflicting evidence challenges this finding. For instance, there are many documented cases to the contrary, and PHT in most studies is seen to occur across a broad range of viral loads. Therefore, while maternal viral load still concerns researchers, as well as clinicians and patients, the current recommendation is to regard high viral load primarily as an indicator of the mother's antiretroviral treatment needs.

Most PHT is felt to occur during labor and delivery. Furthermore, more children than previously suspected are now believed to be infected via breast-feeding. The goal of research is to develop a keener understanding of when and how PHT occurs, in order to develop the most efficient and effective interventions to prevent PHT.

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PHT Strategies and Issues in Developing Countries

The lack of economic and other resources in the developing world means that the PHT reduction/prevention strategies that will be most widely used in developing countries will differ from those commonly used in North America and western Europe.

The topic of PHT-related research in the developing world is highly charged. Critics have raised questions about the ethics of testing PHT prevention strategies in regions of the world that simply could not afford to pay for them, were they to be approved. Such therapies are likely not to be available outside of the research setting after the study ends even if the therapy is proved effective. Opponents decry the lack of ethics of conducting placebo-controlled trials of potential PHT reduction therapies in developing countries, when it is already established that there is a better option than placebo for reducing PHT (the 076 regimen). The downside of conducting placebo-controlled trials of PHT strategies is clear. Since placebo-controlled trials of this kind would not be conducted in the U.S. or other wealthier nations, critics contend that it is unethical to conduct them anywhere.

On the other hand, other experts claim that giving active drug or therapy in developing-world settings is what is exceptional. Most if not all pregnant women would receive no treatment anyway, proponents reason. Thus, placebo-controlled trials in the developing world are not as abhorrent as charged. The standard, agreeable or not, is no treatment for pregnant women. If in the context of a placebo-controlled clinical trial, in spite of all its disadvantages, an affordable strategy relevant to the setting -- e.g., a short course of oral AZT which would likely not compare favorably to the 076 regimen -- is found better than no treatment (placebo), then the welfare of women in that region has been bettered.

Nevertheless, in late October, Johns Hopkins University postponed a planned trial that would have involved giving placebo to HIV positive pregnant women in Ethiopia, constituting one of the latest rejoinders in a debate that is far from over.

Leslie Hanna is Associate Editor of BETA.

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Conference Quotes

"If one does a trial where one compares 076 to something else and 076 turns out to be the most effective therapy, what therapy can that country use, if they can't possibly use the 076 regimen? We need to study in developing countries regimens that [let us], in the end, leave the country with something they can use."

---Lynn Mofenson, MD, National Institute of Child Health and Human Development

"The fact is that treatment is not the same in one country as it is in every other, due to the grim realities of economic inequities. Acceptance of this tragedy as a reality that cannot be changed is not acceptable morally, not realistic practically and not defensible intellectually."

---Helene Gayle, MD, MPH, CDC National Center for HIV, STD and TB Prevention

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Selected Sources

A book of unnumbered, unindexed abstracts from the Global Strategies conference may be available in some libraries.

American Foundation for AIDS Research (AmFAR). A Conference on Global Strategies for the Prevention of HIV Transmission from Mothers to Infants. Washington, DC. September 3-6, 1997.

Lurie P and Wolfe SM. Unethical trials of interventions to reduce perinatal transmission of the human immunodeficiency virus in developing countries. The New England Journal of Medicine 337(12): 853-856. September 18, 1997.

Pitt J and Cotton D. Treating the HIV-infected pregnant woman and her child. AIDS Clinical Care 9(12). December 1997.

Taha TE and others. Effect of cleansing the birth canal with antiseptic solution on maternal and newborn morbidity and mortality in Malawi: clinical trial. British Medical Journal 315: 216-220. July 26, 1997.

Page last updated 05 February 1998


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