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Published in the Bulletin of Experimental Treatments for AIDS June 1996 issue, by the San Francisco AIDS Foundation.

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Women and AIDS: Cervical Intraepithelial Neoplasia

by Leslie Hanna


Terminology

Dysplasia and cervical intraepithelial neoplasia (CIN) are different terms or names for the same condition. Dysplasia simply means abnormal tissue development; while dysplasia is still sometimes used to mean CIN, the term is not used as frequently as in the past. Squamous intraepithelial lesions (SIL) is another term that is used with regard to CIN, and describes the type of cervical cells that undergo changes in 80% of cervical neoplasia.

Both terms--dysplasia and CIN--remain in use today. Despite the fact that the interchangable use of these terms can be confusing, the important thing is to understand what this type of abnormal tissue development means (it is a precursor to cervical cancer) and that the severity of the condition when detected has prognostic or predictive value (regardless of the system used to describe it). --L. Hanna

Cervical intraepithelial neoplasia (CIN) is now used to describe what was once called dysplasia:

  • CIN I = minimal dysplasia
  • CIN II = moderate dysplasia
  • CIN III = severe dysplasia or carcinoma in situ
  • CIN III, severe dysplasia and carcinoma in situ are all different names for the same thing--early cervical cancer. While approximately one-third of all cases of CIN I will resolve in time, the rest will progress. All degrees of CIN, however, require immediate colposcopy. -- L. Bardaro


Introduction

Cervical intraepithelial neoplasia (CIN) is a condition characterized by new growth (neoplasia) in the normal tissue (epithelium) of the cervix, the lowest portion of the uterus leading into the vagina (see diagram on page 33). A diagnosis of CIN means that abnormal tissue has been detected in a woman's cervix. In addition to CIN, other types of lower genital tract neoplasias reported in women with HIV include vulvar intraepithelial neoplasia (VIN) and perianal intraepithelial neoplasia (PIN or AIN, anal intraepithelial neoplasia).

CIN is much more common than the other types of genital neoplasia in women with HIV. The tissue changes that signify CIN are premalignant, or precancerous; CIN is essentially a precursor to invasive cervical cancer. Since the most recent revision of the official Centers for Disease Control and Prevention (CDC) case definition of AIDS in 1993, invasive cervical cancer is an AIDS-defining illness in women with HIV infection.

In the U.S. alone, nearly 16,000 new cases of cervical cancer and nearly 5,000 deaths from cervical cancer occur each year, and 600,000 more women are diagnosed with CIN. The incidence rates of both CIN and cervical cancer are elevated in women with HIV. Since the primary medical goal for women with HIV is to reduce sickness and death, prevention of cervical cancer necessitates routine screening for CIN and early, aggressive intervention.


What is CIN?

CIN may be mild, moderate or severe. Several terms may be used to describe this condition, including dysplasia, CIN and squamous intraepithelial lesions (SIL). The term CIN is used in this article because it is arguably the most popular term in use today.

The abnormal tissue of CIN is collectively composed of cells that have undergone abnormal, individual changes, and which have formed lesions in the cervix. Cervical lesions can regress (grow smaller and disappear), persist or progress to early cervical cancer, more formally called cervical carcinoma in situ, and finally invasive cervical cancer. Moderate or severe CIN (high-grade SIL, CIN II-III) is more likely to persist or progress. Mild CIN (low-grade SIL, CIN I) often regresses without any treatment, overcome by a successful immune system defense.


What Causes CIN?

The single most frequent cause of CIN is infection with human papillomavirus (HPV), the virus that causes genital warts and common skin warts. There are many types of HPV; some types are relatively harmless, but others can cause aggressive disease.

HPV is one of the most common sexually transmitted diseases in the U.S. About one-third of the more than 60 identified types can be sexually transmitted. Several types cause visible genital warts, or condyloma acuminata; certain other sexually transmitted types lead to cervical, vulvar and anal cancers. The types that are oncogens, or cancer-causing agents, are not associated with genital warts and are usually detectable only by Pap smear screening. Tests for HPV type exist but are expensive and largely unavailable.

Women with genital warts should be treated for warts and also examined for cervical HPV infection by Pap smear (cervicovaginal cells are smeared on a slide and examined under a microscope) and colposcopy (a technique that allows visual examination of the living tissue of the vagina and cervix using an instrument that is essentially a high-powered microscope). Although the HPV types that cause genital warts are not the same ones that are associated with cervical cancer, the sexual exposure that resulted in genital warts might also have resulted in infection with more virulent HPV types. Depending on the size and location of the genital wart, treatment options are: trichloracetic acid application, 20% podophyllin solution application, 5% 5-fluorouracil cream, electrocautery (with an instrument that allows the passage of electrical current through selected tissue, in order to remove or destroy it) or laser treatment. Cryotherapy, or freezing of the warts, is currently falling out of favor; alpha interferon has been used on persistent warts, and surgery may remove large warts that do not respond to other treatments.

Because HPV is known to be the central cause of cervical cancer around the world, the National Cancer Institute's plans for cervical cancer prevention strategies include the development of a vaccine targeted at genital HPV.


Cofactors that Facilitate CIN

A successful immune response can attack clones of abnormal cells, repair abnormal DNA and prevent CIN without any medical intervention or treatment. In the presence of other damaging factors (cofactors), CIN and ultimately invasive cancer may develop. If the oncogen is a particularly virulent strain of HPV, little else in the way of cofactors may be required. Cofactors include immunosuppression, cigarette smoking and poor nutrition. Having other sexually transmitted diseases (STD), particularly herpes simplex virus type 2 (HSV-2), also may increase the risk for CIN.

HPV-related CIN has been noted in women who receive transplants and are taking immunosuppressive drugs, as well as in women with HIV-related immunosuppression. Studies of HPV-related CIN in women with HIV all conclude that HIV influences the development of CIN. A review of 5 studies reported that HIV positive women are approximately 5 times as likely as HIV negative women to develop CIN (Mandelblatt, 1992). Among HIV-infected women, as immunosuppression increases, so does the risk of developing CIN. Women with AIDS have an approximately 2-fold greater risk than asymptomatic HIV positive women for developing CIN. Moreover, the more severe a woman's immunosuppression, the more severe her CIN is likely to be. CIN progresses more rapidly to cancer, and treatment failures are more common in HIV positive women.

Some studies have shown that HIV-infected women who are injection drug users (IDU) had higher rates of CIN than their non-drug-using HIV positive counterparts; one theory is that IDU suffer additional immunosuppression related to ongoing exposure to toxins and other pathogens through drug use (Carpenter and others, 1991; Bradbeer, 1987; Crocchiolo and others, 1988).

Cigarette smoking is known to increase the risk for squamous cell cancer, which includes cervical cancer. (Eighty percent of cervical cancers are squamous cell cancers.) Risk is believed to increase with the duration and amount of smoking. Some studies have shown increased risk for current smokers but not for former smokers (Brock, 1989). In addition, poor nutritional status is another known risk for CIN. Beta carotene seems to be an especially important micronutrient; studies have shown that women with adequate levels and intake are at reduced risk for CIN. Folate may be another important micronutrient for reducing risk. There have also been suggestions that vitamin A may act to reduce HPV proliferation.

Still other risk factors are actually surrogate markers for exposure to HPV, including having multiple sex partners, other STD or early onset of sexual activity (at or earlier than 16 years of age).

Finally, studies that suggest that older women and ethnic minorities are at increased risk for cervical cancer really have shown that a very real risk for cervical cancer is lack of medical care, from screening to treatment. These risks are often based on socioeconomic factors. (The explanation for increased risk in older women is simply that women aged 60 and older are less likely to seek regular care.) Since primary care practitioners may be providing care for many women who do not have obstetrician/gynecologists, one efficient approach to reducing sickness and mortality would be for more primary care practitioners to perform routine Pap smears.


How does CIN Develop?

Most CIN as well as cervical cancer develops in the so-called transformation zone. The transformation zone refers to an area of the cervix where 2 types of cells and tissues meet. Squamous epithelial cells line most of the vagina, while the cervix and uterus are composed of columnar epithelial cells and tissue. The transformation zone is where the 2 cell types meet and overlap, at the transition from vaginal mucosa to uterine mucosa. This is the region most vulnerable to attack by HPV.

The transformation zone usually lies inside the endocervical canal, which is why Pap smears must include samples of endocervical cells (see below, on the Bethesda System). The placement of the transformation zone can shift through aging, extended use of oral contraceptives or hormones, multiple pregnancies and births, and surgery, including cryotherapy, which was once extensively used for treating cervical lesions and abnormalities related to HPV. In women who have had cryotherapy, especially multiple treatments, the transformation zone may heal, scar over and move up inside the cervix, where it cannot be reached for Pap smear sampling or seen on colposcopic examination. If this is the case, a procedure called endocervical curettage (ECC) may be required (see Cervical Cancer Screening Issues for HIV Positive Women this issue).

At a conference on women and HIV in San Francisco in the fall of 1995, Michael Policar, MD, offered a "weed" analogy to help explain the pathogenesis of CIN (how the disease develops). The soil is the cervical tissue. The seed is the cancer-causing agent, HPV. Fertilizer that helps the seedling grow into a weed (cancerous growth) are cofactors like smoking. The best weed killer is the immune system.

When some types of HPV encounter the vulnerable tissue of the transformation zone, the virus may incorporate abnormal viral DNA into the normal genetic material of the cells. In a person with a strong immune system, repair often takes place without any intervention; healthy squamous epithelial tissue will develop and the oncogen is effectively eradicated. The other possibility is that the abnormal DNA prevails, abnormal cells multiply to become lesions, and CIN develops. If abnormal DNA dominates, as may occur if a woman does not know she has cervical HPV infection or CIN, cancer may develop.


Treatment for CIN

Ideally, the natural immune response would be powerful enough to eradicate any low-grade CIN or tissue abnormalities. Observation and repeat Pap smears and biopsies can confirm such spontaneous self-correction. Currently, there is no treatment per se for CIN I, which either resolves or progresses to CIN II, which is treated. If CIN does not resolve but instead progresses, or is detected at CIN stage II or III, treatment is needed to prevent the development of invasive disease. CIN lesions may be treated on an outpatient or inpatient basis. Outpatient techniques include laser vaporization or excision and loop electrosurgical excision procedure (LEEP); inpatient techniques include cone biopsy or cervical (cold knife) conization, which involves removing a cone-shaped portion of the cervical tissue, and simple hysterectomy. Some strategies, like LEEP or cone biopsy, combine diagnosis and treatment by removing all abnormal tissue. CIN II-III often can be treated with outpatient techniques; higher-grade CIN likely requires inpatient treatment.

One study showed that HIV-infected women with fewer than 500 CD4 cells/mm3 were more than twice as likely to have recurrent or persistent CIN after LEEP (Wright and others, 1993). The key to survival for women with HIV who have been treated for CIN is careful, regular life-long follow-up. Abner Korn, MD, researcher and clinician at San Francisco General Hospital (SFGH), says that "HIV positive women with dysplasia [CIN] need careful follow-up after treatment and often need second or third therapeutic procedures. Vigilant surveillance and retreatment alone may be sufficient care for these women." One important surveillance tool is the same tool used for primary screening and prevention: the Pap smear.


Prevention and Screening

The elevated risk for cervical cancer in women with HIV, especially those with a history of HPV or CIN, makes prevention of cancer and early intervention for precursor conditions extremely important. Screening procedures are of paramount importance for achieving the goal of preventing sickness and death.

The most appropriate screening procedure for CIN is a topic of debate. The debate centers on which technique(s) should be used for screening and how often to screen. An early study compared the 2 most widely available screening technologies, the Pap smear and colposcopy. Results showed a high rate of false-negative results for Pap smears compared to colposcopy in HIV positive women. Colposcopy appeared much more reliable than Pap smears for detecting cervical abnormalities. This finding triggered a shift towards utilization of the more invasive, expensive and labor-intensive colposcopic method. Several studies later, current opinion holds that the Pap smear is as effective in HIV positive as in HIV negative women at diagnosing CIN. How often women with HIV should have Pap smears and colposcopic examinations remains hotly contested (see Cervical Cancer Screening Issues).

The 1993 CDC STD Treatment Guidelines provide current recommendations for screening for HIV positive women. The CDC recommends an initial Pap smear when HIV infection is diagnosed; if the results of that test are normal, the woman should have at least one Pap smear during the next 6 months. If the second Pap smear is also normal, the CDC recommends annual Pap smears for screening from then on. If any Pap smear result in an HIV positive woman indicates inflammation or "reactive atypia," CDC recommends that she return in 3 months for another Pap smear. If any Pap smear test indicates SIL or atypical squamous cells of undetermined significance (ASCUS), CDC recommends colposcopic evaluation. CDC does not recommend routine colposcopy screening for HIV positive women.

The SFGH guidelines for HIV positive women differ from the CDC's. In particular, the SFGH team recommends baseline colposcopy (their treatment recommendations are included in the following list):

  1. perform baseline colposcopy at HIV diagnosis
  2. evaluate the entire lower genital tract for multifocal disease (vulvar intraepithelial neoplasia [VIN] and perianal intraepithelial neoplasia [PIN], in addition to CIN or SIL)
  3. treat genital warts per routine
  4. if normal, repeat inspection and Pap each 6-12 months (6 months for HIV symptomatic women, 12 months for HIV asymptomatic women)
  5. colposcopically evaluate women with ASCUS, atypical glandular cells of undetermined significance (AGCUS), low-grade and high-grade SIL on Pap smear
  6. observation of biopsy-proven low-grade lesions (CIN I)
  7. since women with HIV and cervical cancer are more likely to die of cancer, do not withhold treatment solely because of HIV disease
  8. cease or decrease cigarette smoking.

The main drawback of Pap smears for screening HIV positive women is that cervical Pap smears cannot detect vulvar lesions that women with HIV may have. However, VIN or PIN can be detected by colposcopy (Korn, 1994).


Other Types of Genital Neoplasia and Related Concerns

Guidelines for cervical Pap smears and cervical screening in women with HIV are limited by the nature of what is being tested; a cervical Pap smear gives information about the cervix alone. While the cervical Pap test is an important, sensitive and accurate tool for that purpose, significant neoplasias develop in extracervical genital regions as well. A study at SFGH that involved both HIV positive and negative women found that 15% of the HIV positive women had "only vulvar, vaginal or perianal lesions that would not usually be detected with Pap smears" (Korn, 1994). Although vulvar and anal cancer has been reported in HIV positive women, it is rare. However, this rarity does not obviate the importance of screening for precursor conditions to such cancers. Thus, anal Pap smears are increasingly regarded as an important screening tool for women and men at risk.

Colposcopy is a valuable tool for detecting noncervical lesions. It also permits more efficient diagnosis and therapy of cervical lesions. Still, colposcopy is expensive and must be performed by a trained clinician--classic reasons for reluctance to routinely recommend colposcopy as a screening measure, even for HIV positive women. All things considered, Korn's suggestion that "a single colposcopic exam on diagnosis of HIV or AIDS may be a cost-effective compromise" seems eminently reasonable.


References

Brinton LA. Epidemiology of cervical cancer--overview. IARC Scientific Publication 119: 3-23. 1992.

Bosch FX and others. Prevalence of human papillomavirus in cervical cancer: a worldwide perspective. Journal of the National Cancer Institute 87: 796-802. 1995.

Bradbeer C. Is infection with HIV a risk factor for cer-vical intraepithelial neoplasia? Lancet 2: 1,277-1,278. 1987.

Brock KE and others. Smoking and infectious agents and risk of in situ cervical cancer in Sidney, Australia. Cancer Research 49(17): 4925-4928. 1989.

Cannistra SA and Niloff JM. Cancer of the uterine cervix. The New England Journal of Medicine 334(16): 1030-1038. April 18, 1996.

Carpenter CJ and others. Human immunodeficiency virus infection in North American women: experience with 200 cases and a review of the literature. Medicine 70: 307-325. 1991.

Crocchiolo P and others. Cervical dysplasia and HIV infection. Lancet 7: 238-239. 1988.

Hirschowitz L and others. Long term followup of women with borderline cervical smear test results: effects of age and viral infection on progression to high-gread dyskaryosis. British Medical Journal 304(6836): 1209-1212. 1992.

Korn AP and Landers DV. Gynecologic disease in women infected with human immunodeficiency virus type 1. Journal of Acquired Immune Deficiency Syndromes and Human Retrovirology 9: 361-370. 1995.

The 1991 Bethesda Workshop. The revised Bethesda system for reporting cervical/vaginal cytologic diagnoses: report of the 1991 Bethesda workshop. Journal of Reproductive Medicine 37(5): 383-386. 1992.

Wright TC and others. Treatment of cervical intraepithelial neoplasia in HIV-infected women with loop electrosurgical excision. First National Conference on Human Retroviruses and Related Infections. Washington, DC. December 1993. Abstract 32.


The Bethesda System for Interpreting Pap Smear Results

The Pap smear is considered an effective screening tool for CIN in HIV positive women. The system for reporting Pap smear results is the Bethesda System II. This system came into use in 1991, and is used today according to the recommendations for managing abnormal Pap smear results known as the Bethesda Interim Guidelines, published in the Journal of the American Medical Association in 1992 (271: 1866).

The Bethesda System first reports on the adequacy of the sample (e.g., if endocervical cells are present) and uses descriptive terms for abnormal results. This system may describe any infection detected on Pap smear, such as fungal (e.g., candidiasis), bacterial, protozoal (e.g., Trichomonas) or viral (e.g., cyto-megalovirus, herpes simplex virus) infection. The results report if the Pap smear detected inflammation, squamous cell abnormalities or glandular cell abnormalities.

Cervical cancer is primarily a squamous cell cancer. A Pap smear result of atypical squamous cells of undetermined significance (ASCUS) indicates abnor-malities that do not fit the criteria for SIL, but which are significant. An estimated 20% of women with ASCUS results will go on to develop SIL or invasive cancer (Hirschowitz and other). For the details and guidelines for clinical management of results, see the 1994 Bethesda Interim Guidelines.

The Official Bethesda System for Reporting Cervical/Vaginal Cytologic Diagnoses

FORMAT OF THE REPORT:
a. A statement on Adequacy of the Specimen for Evaluation
b. A General Categorization which may be used to assist with clerical triage (optional)
c. The Descriptive Diagnosis

ADEQUACY OF THE SPECIMEN
Satisfactory for evaluation
Satisfactory for evaluation but limited by...(specify reason)
Unsatisfactory for evaluation...(specify reason)

GENERAL CATEGORIZATION (OPTIONAL)
Within normal limits
Benign cellular changes: see descriptive diagnoses
Epithelial cell abnormality: see descriptive diagnoses

DESCRIPTIVE DIAGNOSES

Benign cellular changes

  • Infection
    • Trichomonas vaginalis
    • Fungal organisms morphologically consistent with Candida species
    • Predominance of coccobacilli consistent with shift in vaginal flora
    • Bacteria morphologically consistent with Actinomyces subspecies
    • Cellular changes associated with herpes simplex virus
    • Other

Reactive changes

  • Reactive cellular changes associated with:
    • Inflammation (includes typical repair)
    • Atrophy with inflammation ("atrophic vaginitis")
    • Radiation
    • Intrauterine contraceptive device (IUD)
  • Other

Epithelial Cell Abnormalities

  • Squamous Cell
    • Atypical squamous cells of undetermined significance: Qualify1
    • Low-grade squamous intraepithelial lesion encompassing:
      • HPV2
      • Mild dysplasia/CIN I
    • High-grade squamous intraepithelial lesion encompassing:
      • Moderate and severe dysplasia
      • Carcinoma in situ/CIN 2 and CIN 3
    • Squamous cell carcinoma
  • Glandular Cell
    • Endometrial cells, cytologically benign, in a postmenopausal woman
    • Atypical glandular cells of undetermined significance: Qualify*
    • Endocervical adenocarcinoma
    • Endometrial adenocarcinoma
    • Extrauterine adenocarcinoma
    • Adenocarcinoma, not otherwise specified (NOS)

Other malignant neoplasms: specify

Hormonal evaluation (applied to vaginal smears only)

  • Hormonal pattern compatible with age and history
  • Hormonal pattern incompatible with age and history: specify
  • Hormonal evaluation not possible due to: specify

1. Atypical squamous or glandular cells of undetermined significance should be further qualified as to whether a reactive or a premalignant/malignant process is favored.

2. Cellular changes of human papillomavirus (HPV)--previously termed koilocytosis atypia, or condylomatous atypia--are included in the category of low-grade squamous intraepithelial lesion.

Leslie Hanna is Associate Editor of BETA.

Page last updated 23 July 1996


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